AML/CTF Program Starter Kit (Part A & Part B)

Overview

ClientRelay’s AML/CTF Starter Kit is designed to help businesses understand and establish the key requirements of an effective Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Program.

1. Part A: ML/TF Risk Assessment and Governance
   Guidance on identifying, assessing, and managing money laundering and terrorism financing risks, along with establishing appropriate governance arrangements.
2. Part B: Customer Due Diligence Policies and Procedures
   Guidance on implementing processes to identify and verify customers, conduct ongoing due diligence, and manage customer risk.

1. Appendix A - Designated Services Register
2. Appendix B - Client Risk Assessment & CDD Record
3. Appendix C - Beneficial Ownership Register
4. Appendix D - Suspicious Matter Internal Report
5. Appendix E - Staff training Register
6. Appendix F - AML/CTF Decisions & Actions Register

An editable AML/CTF Program Template and supporting registers (Appendices A–F) are available for download to help businesses document and maintain the compliance framework.

Note: For Appendix A > "Designated Services" 

Virtual asset = No

Remittance = No

Other designated services = Yes

Related guide:

Step by step guide: AUSTRAC Enrollment